Job Title: Head, Quality Assurance and Compliance Monitoring
Job Identification: 364
Location: Victoria Island, Lagos
Job Schedule: Full time
Job Description
The idea candidate should have the following attributes:
- Supervise preparation of Group BRCC, EXCO, MRC and Board Audit and Compliance reports
- Supervise preparation of Regional Control Reports, Monthly Compliance Report and GIC Pack
- Supervise the preparation of monthly proof /Reconciliation and ensure the final report is shared with management.
- Supervise review of Standard Operations Manuals and process documentations bankwide.
- Review collated monthly critical control issues report from Branch, IS Head Office Compliance, Balance Sheet Assurance, and Reconciliation and AML/CFT/CPF unit advise of issues for escalation.
- Supervise monitoring of all regulatory reports in the bank for timely rendition to the regulatory authorities on daily, weekly via Compliance monitoring tracker etc
- Supervise monitoring activities over transactions on Remittances business (MoneyGram, Western Union, Wari and RIA)
- Supervise review of new circulars posted on CBN (Central Bank of Nigeria) website and ensure same is forwarded to Chief Compliance Officer and other Compliance Staff.
- With the Permission of CCO circulate new regulatory circulars and policies
- Supervise updating activities of Rule Book and share details with stakeholders
- Supervise preparation and execution of Compliance activity planning.
- Ensure significant open issues in published compliance reports are uploaded on Control log for proper monitoring
- Ensure reports are issued for completed Compliance/Control activities/tests.
- Ensure timely rendition and good quality of all Compliance activity reports
- Ensure follow up with process owner on all issues reported
- Supervise and review collated reports on cash count exercise /Bank wide stock count, Proof report etc.
- Supervise preparation of monthly Prudential Ratio report and ensure the report is rendered within the approved deadline
- Ensure Periodic review of bank-wide GLs to ascertain the correctness of balances warehoused in the bank GL accounts is carried out
- Supervise preparation and implementation of Compliance Unit Capex budget.
- Supervise preparation and implementation of regulatory and required trainings for Compliance Officers, Board and other staff bankwide.
- Supervise regulatory return rendition for Compliance Training
- Ensure report deadlines are met for the affiliates where impossible to meet deadlines ensure adequate approval for extension is obtained.
- Ensure cordial relationship with auditors as well as ensure that reports requested by auditors are submitted promptly.
- Mentoring Quality Assurance and Monitoring Unit staff
- Supervise the administrative clerk for smooth administration of Compliance office and Process expenses for Compliance Officers bank wide
- Supervise implementation of GIC and Group Compliance work plan and other adhoc requests from GIC and ENG management as may be required.
- Supervise periodic dissemination of Compliance Nugget
- Carry out all other functions as may be required by CCO.
How to Apply
Interested and qualified candidates should:
Click here to apply online